Intelligence
Enrichment data across regulatory, banking, and litigation signals
Enforcement Timeline
Last 20 enforcement actions by agency
May 11, 2009 Daniel W. Nodurft Release No. LR-21034 See Also: SEC Complaint
---Sept. 3, 2013 Phillip J. DeZwirek Release No. LR-22790 See Also: SEC Complaint
---April 25, 2003 1st Atlantic Guaranty Corporation Release No. LR-18103A
---Jan. 20, 2006 i2 Technologies, Inc. Release No. LR-19535a See Also: Court order , S Unopposed Motion for Approval of Distribution Plan
---Feb. 4, 2009 Stefan H. Benger, et al. Release No. LR-20881 See Also: SEC Complaint
---Nov. 26, 2013 Weatherford International Ltd. Release No. LR-22880 See Also: SEC Complaint
---June 10, 1997 Michael Green and Capital Resources Group, Inc. Release No. LR-15383
---Nov. 10, 2003 Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. Release No. LR-18450
---Oct. 18, 2000 Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, dba Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts Release No. LR-16773
---Oct. 6, 2015 Ryan Petersen; Arthur Knapp Release No. LR-23379, AAER-3712
---July 21, 2023 Alexander Elbanna, Digital World Exchange, LLC, Boostedpro LLC, and D.W. Exchange Release No. LR-25785 See Also: Complaint
---Nov. 1, 1996 Shahryar Soroosh Release No. LR-15143
---March 22, 1999 David Cottrill Release No. LR-16093
---Oct. 22, 2002 J. Scott Eskind Release No. LR-17797
---Dec. 7, 1995 Mark Shelby, Christopher Cooper and PhysiciansFinancial, Inc. Release No. LR-14750
---June 16, 1999 David E. Houge Release No. LR-16190
---May 23, 2000 C. William Cox Release No. LR-16562, AAER-1262
---Sept. 24, 1998 VII Visionary Investments, Inc. d/b/a Historic Hotel Holdings, Inc., Ronald Obsgarten, M&M Holding Group, Inc., Leandro Javier Obenauer, and Brian Lynch Release No. LR-15904
---Oct. 2, 1997 John Patrick Brink Release No. LR-15526
---Nov. 18, 2002 Michael G. Horsey, CPA, Michael D. Watson, CPA, and Sallie D. Feldman, CPA Release No. LR-17846, AAER-1668 File Number: 3-10937
---CFPB Complaint Leaders
Companies ranked by total complaints
| Company | Total | 12M | 3M | Dispute % | Products |
|---|---|---|---|---|---|
| TRANSUNION INTERMEDIATE HOLDINGS, INC. | 3,725,041 | 1,764,815 | 494,400 | 0.2% | --- |
| Experian Information Solutions Inc. | 3,301,752 | 1,472,155 | 384,773 | 0.2% | --- |
| CAPITAL ONE FINANCIAL CORPORATION | 154,280 | 28,699 | 6,803 | 2.4% | --- |
| CITIBANK, N.A. | 129,898 | 20,005 | 5,042 | 5.2% | --- |
| CBC Companies, Inc. | 53,554 | 33,930 | 11,743 | 0.0% | --- |
| Bread Financial Holdings, Inc. | 43,768 | 9,503 | 2,279 | 0.2% | --- |
| Navient Solutions, LLC. | 43,481 | 793 | 199 | 7.1% | --- |
| Ocwen Financial Corporation | 37,177 | 1,333 | 384 | 15.4% | --- |
| Early Warning Services, LLC | 33,960 | 6,462 | 1,248 | 0.2% | --- |
| BARCLAYS BANK DELAWARE | 26,166 | 5,151 | 1,368 | 2.7% | --- |
| CCS Financial Services, Inc. | 24,336 | 9,595 | 3,309 | 0.5% | --- |
| Chime Financial Inc | 22,220 | 9,552 | 2,379 | 0.0% | --- |
| NATIONSTAR MORTGAGE LLC | 19,296 | 0 | 0 | 19.5% | --- |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | 18,131 | 2,751 | 684 | 3.3% | --- |
| Fidelity National Information Services, Inc. (FNIS) | 16,840 | 6,669 | 1,948 | 1.7% | --- |
| CREDIT ACCEPTANCE CORPORATION | 12,922 | 3,427 | 774 | 0.8% | --- |
| Santander Consumer USA Holdings Inc. | 12,453 | 0 | 0 | 6.8% | --- |
| CAINE & WEINER COMPANY, INC. | 11,437 | 4,686 | 1,679 | 0.4% | --- |
| REGIONS FINANCIAL CORPORATION | 9,595 | 1,139 | 281 | 5.1% | --- |
| Convergent Resources, Inc. | 9,102 | 47 | 6 | 2.9% | --- |
Securities Class Actions
Recent filings sorted by date
| Defendant | Filed | Court | Ticker | Settlement | Status |
|---|---|---|---|---|---|
| KnowBe4, Inc. | --- | S.D. Florida | $KNBE | --- | --- |
| Alto Neuroscience, Inc. | --- | N.D. California | $ANRO | --- | --- |
| Petco Health and Wellness Company, Inc. | --- | S.D. California | $WOOF | --- | --- |
| Vestis Corporation | --- | S.D. New York | $VSTS | --- | --- |
| Capricor Therapeutics, Inc. | --- | S.D. California | $CAPR | --- | --- |
| 3D Systems Corporation | --- | D. Delaware | $DDD | --- | --- |
| Neogen Corporation | --- | W.D. Michigan | $NEOG | --- | --- |
| Flywire Corporation | --- | E.D. New York | $FLYW | --- | --- |
| Rocket Pharmaceuticals, Inc. | --- | D. New Jersey | $RCKT | --- | --- |
| Sarepta Therapeutics, Inc. | --- | S.D. New York | $SRPT | --- | --- |
| Apple Inc. | --- | N.D. California | $AAPL | --- | --- |
| Lockheed Martin Corporation | --- | S.D. New York | $LMT | --- | --- |
| Reddit, Inc. | --- | N.D. California | $RDDT | --- | --- |
| Centene Corporation | --- | S.D. New York | $CNC | --- | --- |
| Tempus AI, Inc. | --- | N.D. Illinois | $TEM | --- | --- |
| Hims & Hers Health, Inc. | --- | N.D. California | $HIMS | --- | --- |
| Sable Offshore Corp. | --- | C.D. California | $SOC | --- | --- |
| Regional Health Properties, Inc. | --- | N.D. Georgia | $RHEP | --- | --- |
| Reckitt Benckiser Group PLC : American Depositary Shares | --- | S.D. New York | $RBGLY | --- | --- |
| Pavan Varenya Chagarlamudi : Cryptocurrency | --- | E.D. Texas | $N/A | --- | --- |
Banking Distress Signals
FDIC, OCC, FRB enforcement and failure signals
No Acquirer
---The Huntington National Bank
---International Bank of Chicago
---Stearns Bank, N.A.
---No Acquirer
---Metro City Bank
---No Acquirer
---Ameris Bank
---First Merchants Bank, National Association
---Barrington Bank & Trust Company, National Association
---U.S. Bank, N.A.
---First Resource Bank
---Republic Bank & Trust Company
---CenterState Bank of Florida, N.A.
---Capital Bank, N.A.
---Commercial Bank
---CenterState Bank of Florida, N.A.
---NAFH National Bank
---NAFH National Bank
---NAFH National Bank
---PACER Live Filings
Last 30 filings
[Certificate/Notice of Interested Parties] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147421011?caseid=1014010&de_seq_num=10" >3</a>)
[Text Only Scheduling Notice]
[Extending Time to Answer (30 days or less)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147420364?caseid=1003172&de_seq_num=78" >24</a>)
[Order] (<a href="https://ecf.cacd.uscourts.gov/doc1/031047419455?caseid=1008637&de_seq_num=70" >19</a>)
[~Util - Terminate Hearings] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147420695?caseid=1007456&de_seq_num=67" >17</a>)
[Joint Report Rule 26(f) Discovery Plan] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147420600?caseid=989714&de_seq_num=110" >32</a>)
[Civil Cover Sheet (CV-71)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147420633?caseid=1014009&de_seq_num=8" >2</a>)
[Civil Cover Sheet (CV-71)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147420450?caseid=1014006&de_seq_num=6" >2</a>)
[In Limine - Exclude] (<a href="https://ecf.cacd.uscourts.gov/doc1/031047418915?caseid=794747&de_seq_num=1042" >359</a>)
[Non-Opposition to Motion] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147419117?caseid=1013606&de_seq_num=51" >11</a>)
[Exhibit List] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147420592?caseid=967777&de_seq_num=123" >44</a>)
[Voluntary Dismissal of a Case (Pursuant to FRCP 41(a)(1))] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147407450?caseid=1008338&de_seq_num=17" >6</a>)
[Proof of Service (subsequent documents)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147408173?caseid=946925&de_seq_num=211" >71</a>)
[Extension of Time to File Response/Reply] (<a href="https://ecf.cacd.uscourts.gov/doc1/031047407703?caseid=997535&de_seq_num=44" >14</a>)
[Proof of Service (subsequent documents)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147408784?caseid=1012695&de_seq_num=73" >17</a>)
[Certificate/Notice of Interested Parties] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147407623?caseid=1013793&de_seq_num=10" >3</a>)
[Extending Time to Answer (30 days or less)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147407831?caseid=1012981&de_seq_num=16" >5</a>)
[Initial Order upon Filing of Complaint - form only] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147407820?caseid=1012406&de_seq_num=28" >9</a>)
[Proceed In Forma Pauperis with Declaration in Support (CV-60)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147407828?caseid=970713&de_seq_num=34" >13</a>)
[Settlement] (<a href="https://ecf.cacd.uscourts.gov/doc1/031047407431?caseid=965241&de_seq_num=129" >40</a>)
[Civil Cover Sheet (CV-71)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147407607?caseid=1013793&de_seq_num=8" >2</a>)
[Certificate/Notice of Interested Parties] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147407532?caseid=1013791&de_seq_num=9" >3</a>)
[Notice (Other)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147420982?caseid=929002&de_seq_num=418" >132</a>)
[Notice (Other)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147419066?caseid=1013707&de_seq_num=49" >10</a>)
[Sealed Document] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147409016?caseid=750937&de_seq_num=380" >145</a>)
[Notice of Assignment of Panel Mediator (ADR-11) - optional html form] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147417533?caseid=996839&de_seq_num=77" >19</a>)
[Preparation of Pre-Plea Report] (<a href="https://ecf.cacd.uscourts.gov/doc1/031047420937?caseid=956823&de_seq_num=644" >175</a>)
[Declaration re Passport (CR-37)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147417810?caseid=1013780&de_seq_num=60" >17</a>)
[Clerk to Enter Default] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147419381?caseid=1005322&de_seq_num=34" >12</a>)
[Notice to Parties ADA Disability Access Litigation (ADR-20)] (<a href="https://ecf.cacd.uscourts.gov/doc1/031147417420?caseid=1013503&de_seq_num=34" >10</a>)